Template · .docx + updates
CRS / FATCA Policy template for Luxembourg entities
The automatic-exchange-of-information policy for Reporting Financial Institutions: entity classification, account holder due diligence, self-certification handling, reporting to the ACD, and the record-keeping obligations of the Luxembourg CRS and FATCA laws.
- 30 pages
- .docx
- 12 months of updates
What's included
- Word document · 30 pagesEditable .docx, highlighted fields, optional blocks marked.
- 12 months of regulatory updatesNew versions with a change note, in your account and by email.
1. Legal framework and entity classification
Law of 18 Dec 2015 (CRS); Law of 24 Jul 2015 (FATCA)RFI vs NFE, sponsored entities, fund-specific cases.
2. Account holder due diligence
CRS Annex I; FATCA IGA Annex INew and pre-existing accounts, self-certification validation.
3. Reporting to the ACD
—Deadlines, XML, nil reports.
4. Controls, governance and RO
Law of 18 Jun 2020 (CRS/FATCA sanctions)Controls to evidence, penalties.
5. Record keeping (10 years)
—Retention and audit trail.
Watermarked preview of the first pages. The full document is 30 pages.
| Obligation | Law of 12 Nov 2004 | CSSF Reg. 12-02 | Section |
|---|---|---|---|
| Classification | CRS Law art. 1–2 | — | §1 |
| Due diligence | CRS Annex I | — | §2 |
| Reporting | CRS Law art. 4 | — | §3 |
| Controls | Law of 18 Jun 2020 | — | §4 |
- Editable .docx (Word 2016+, Google Docs, LibreOffice). Fields to complete are highlighted in yellow; optional blocks are marked [IF APPLICABLE].
- Instant delivery: download link by email and permanent access in My documents.
- 12 months of regulatory updates included. Each update comes with a change note.
- Invoice with your VAT number issued automatically at checkout (Stripe Tax, reverse charge for EU B2B).
- Single-entity licence. Group licence and ManCo multi-fund licence available on request.
Read the guide: FATCA and CRS for Luxembourg funds
Frequently asked
Is this different from the AML policy?
Yes. CRS/FATCA is a tax-transparency regime with its own due diligence and reporting rules and its own penalty law. It is often missing or out of date in Luxembourg fund files.