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CSSF Regulation 12-02 policy self-assessment checklist

48 control points covering what an AML/CFT policy must contain under Regulation 12-02 and the 2004 Law: risk-based approach, CDD, PEPs, sanctions, record keeping, RR/RC governance, training and reporting. Each point cites the article and tells you what evidence the inspector asks for.

You also receive

  • A 6-page excerpt of the AML/CFT Policy template (cover, version control, purpose, legal framework, governance)
  • The one-page "CSSF vs AED: who supervises you" decision tree
  • Optional: regulatory-update alerts when a circular, regulation or the AMLR changes what your documents must say (1–2 emails a month)